Fund Investment Compliance Analyst, Senior Associate

Why this role is important to us

You will be joining the Institutional Services function that allows us to deliver a comprehensive, holistic approach to each client relationship — for asset managers and asset owners, insurance companies, and official institutions globally. It means our client-facing functions work together to bring the very best solutions and services the firm has to offer — across all of our locations, products, and capabilities.

Join us if making your mark on the long-lasting client relationships we build is a challenge you are up for.

What you will be responsible for

As Fund Investment Compliance Senior Associate will be responsible for, amongst others:

    Operations Management – perform the whole day-to-day Fund Compliance process to ensure reports are completed with high accuracy (review of analysts work, take prompt action to correct problems, review breaches and impact calculation, prepares and reviews management reports etc.).

    Client Relationships – liaise with clients, attend calls and due diligences, respond promptly to client problems and requests while ensuring accuracy, timeliness and quality of client reports.

    Other Relationships – answering to Depositary's, auditors' and internal queries

What we value

These skills will help you succeed in this role:

    COMMUNICATION - Communicates effectively and efficiently with clients, colleagues, managers  and other Departments.

    ORGANISATION - Shows good organizational skills in order to meet deadlines and to keep well-documented records.

    ABILITY TO RESOLVE COMPLEX PROBLEMS - Demonstrates the ability to analyze a problem and obtain and evaluate information to reach sound conclusions. Knows when to elevate a problem and keep management informed.

    RESPONSIVENESS - Provides timely and professional responses to all client related and internal enquiries.

    FLEXIBILITY - Shows a flexible approach to prioritize and execute tasks within an efficient time management.

    TEAM PLAYER - Functions at all times as a team player to build an atmosphere of co-operation within the group.

Education & Preferred Qualifications

    Degree in Finance, Business, Legal or equivalent.

    Minimum 4 years' experience working in fund compliance

    Experience working with Fund Compliance tool MIG21©

    Experience working in Charles River is an advantage.

    Be a champion in UCITS IV, Luxembourg Fund Industry and regulations, directives etc. pertaining to investment compliance monitoring.

    Language: English (German and French would be a definite advantage)