Compliance Manager (m/f). Luxemburgo

Description de tâches:

Your team

The Pictet Group is one of the world's leading independent wealth and asset managers. Founded in 1805 and headquartered in Geneva, Switzerland, the Group is represented at 30 offices in financial centres worldwide, and currently employs over 5200 people. Pictet has been present since 1989 in Luxembourg, where it employs over 700 people.

Pictet Asset Management (Europe) S.A., set up in Luxembourg in 2005, manages the assets of some of the world's largest institutions, financial intermediaries and their clients. Our culture welcomes independent thinkers and centres around investment excellence, a long-term perspective and a dedication to client service.

Under the supervision of the Luxemburg-based Head of Compliance and MLRO, the Compliance Manager is to ensure that  all activities performed by Pictet Asset Management (Europe) S.A. and its 6 EU Branches are compliant with local regulatory requirements and properly monitored the organization meets its AML/CTF obligations (including distribution network and institutional clients).

Your role

  *  Help the Head of Compliance ensuring the activities of the MANCO and its EU branches (France, Belgium, Netherlands, Germany, Italy and Spain) are conducted in compliance with applicable rules, regulations and requirements as they evolve.

  *  Perform the compliance monitoring plan, including thematic reviews & report any recommendations, significant shortcomings to the Head of Compliance.

  *  Provide assistance to the Head of Compliance to identify, assess and mitigate the compliance risks associated with the MANCO and EU Branches' business activities, such as new products, new business relationships and growth of operations or networks on an international level.

  *  Establish and update compliance policies and procedures for the MANCO and branches.

  *  Assist and advise staff and governing bodies on compliance matters.

  *  Assist the Head of Compliance in drafting various compliance reports for the Board of Directors, regulators, Group, etc.

  *  Assist the MLRO on all AML/CTF related functions and tasks in general.

  *  Perform the AML/CTF second line controls as part of the global monitoring plan.

  *  Perform detailed and prompt investigations of all AML/CTF alerts as needed.

  *  Perform AML/CTF oversight of delegatees.

Your profile

  *  Minimum 6 years of experience in this field as a Compliance Officer, Internal Auditor, External Auditor with specialty on asset management, or regulatory compliance advisor

  *  Knowledge on regulatory matters applicable to Management Company & Alternative Investment Funds Managers

  *  Knowledge and understanding  of AML-CTF & compliance distribution related laws /regulations  (local, EU & International)

  *  Good Regulatory knowledge (UCITS V, AIFMD, etc..)

  *  Strong organization skills and attention to detail      

  *  Flexible, pragmatic and solution-oriented

  *  Can-do attitude with a drive for decision and implementation

  *  Strong communication skills, written and oral in English

  *  Fluent in French and English, other EU languages is an asset