EMEA Securities Services Audit Director - Vice President

Job Description

The EMEA Securities Services Audit Director (based in Luxembourg or Dublin) will report to the EMEA CIB (ex Markets) Audit Senior Director and be responsible for managing ongoing risk assessment, control identification, audit execution and continuous monitoring activities for the Securities Services business. We are seeking an experienced senior business audit professional to join and co-lead the EMEA Securities Services Audit Portfolio, as an Audit Director, and provide oversight of the audit coverage for the EMEA business.

Responsibilities:

    Participate in and project manage large and complex regional and global audits from planning to reporting, and produce quality deliverables to both department and professional standards

    Finalize audit findings and use judgment to provide an overall opinion on the control environment

    Implement and execute an effective program of continuous monitoring for assigned areas, including monitoring of key metrics to identify control issues and adverse trends.

    Communicate audit findings to management and identify opportunities for improvement in the design and effectiveness of key controls

    Build and maintain relationships with senior stakeholders, establishing a culture of engagement whilst adding value

    Understand the stakeholder priorities and provide independent feedback on control enhancements/implementation.

    Actively participate in key regional governance forums to provide independent challenge to management on control matters

    Drive a culture of innovation through automation of controls to enhance audit coverage

    Participate in multiple departmental initiatives and working groups to enhance or provide efficiencies in audit coverage on existing areas as well as emerging topics

    Effectively manage and lead the Audit team, performing timely review of work performed and providing honest and constructive feedback to proactively manage performance and enhance skills across the team. Understand the team's strengths and areas of development and guide the team in achieving their individual goals whilst giving them opportunities to enhance their skills

    Stay up to date with evolving industry and regulatory changes impacting the business

    Assist in all aspects of audit plan including risk assessments, audit planning and resource scheduling,

    Partner with colleagues, stakeholders and control community members to evaluate, test and report on the adequacy and effectiveness of management controls with appropriate recommendations for improvement. This may be delivered through specific audit reviews or through ongoing involvement in major change activities or projects

Qualifications:

    Extensive experience with internal audit methodology and applying concepts in audit delivery and execution

    Solid understanding of internal control concepts with the ability to evaluate and determine the adequacy of controls

    Solid understanding of the Securities Services business, including Custody & Fund Services, Depositary Services, Trading Services and the regulatory environment in which they operate.

    Strong analytical skills particularly in regard to assessing the probability and impact of a control weakness

    Excellent verbal and written communication skills, with the ability to present complex and sensitive issues to senior management and influence change

    The ability to work effectively within a team, both locally and globally, share information, support colleagues, and encourage participation

    Proven ability to implement long-term enhancements across different areas within the firm by leading and actively participating in departmental working groups

    Proven ability to multitask and deliver effectively under pressure, as well as the ability to assess and change priorities.  

    Enthusiastic, self-motivated, and willing to take personal responsibility/accountability

    Proven ability to build strong relationships with key stakeholders, desire to learn quickly, be flexible and think strategically.

    Extensive experience on effectively leading and managing large complex audits.